| 
 Joanne, 
  
I have 
great concerns that while your proposal is likely suitable for systems whose 
adjacent block operators are utilizing the same technology and concur with the 
shared operation, it falls short of protecting such adjacent block operations 
that may be utilizing other technologies. The reality of field deployability 
dictates that emissions that fall outside of the authorized channel 
block(s) must conform to applicable regulatory constraints. As a consequence, 
guardbands must be incorporated into the channel bandwidth AND the spectral 
efficiency calculations. Channel bandwidth is then the sum of the "occupied 
bandwidth" (the 99% power bandwidth in your proposal) plus the required 
guardbands. 
  
Walter 
Rausch 
  
  
  John, 
    
  In light of my email message of November 24th, which 
  received some support and no opposition, I  propose the following addition to the text in section 
  4.1.2:  
    
  %%%%%%%%%%%%%%%%%%%%%%  
  Proposal: 
    
  Add 
  the following sentence to the end of section 4.1.2: 
    
  The calculation for 
  spectral efficiency shall be determined within a fixed size block assignment and will include the use 
  of sufficient 
  guard bands at the block edges to confine the transmitted signal energy to 
  a 99% level within that fixed block. Additional  
  details on how to calculate spectral efficiency will be addressed 
  within the context of the evaluation criteria.
   Rationale: 
    
  This approach allows for a consistent 
  comparison of the  spectral 
  efficiency  in an arrangement that is consistent with 
  general deployment practices.  
  %%%%%%%%%%%%%%%%%%%%%%% 
    
  Best 
  regards, 
    
  Joanne 
  Wilson 
    
  
    
  
    
    
    
      The requirements CG seems to be blurring the lines 
      between evaluation criteria and the requirements for an 802.20 
      system.  The difference between the two is that a requirement 
      specifies the functionality that the widget, called 802.20, must or shall 
      support. The evaluation criterion specifies how to determine if a proposal 
      has met all of the requirements.  
        
      The discussion on whether or not guard bands 
      should be included in the spectral efficiency calculation falls more into 
      the how to measure it category rather than what the target should be 
      category.  There are some really good points in the emails below, 
      however I think that the issue of including or excluding guard bands is 
      better addressed within the context of the evaluation team. 
       
        
      There needs to be a foot note 
      added to this section stating how to treat the guard bands when 
      calculating SE. This can be as simple as “The calculation for spectral 
      efficiency [shall] [shall not] take into account the impact of guard bands 
      located at the edge of the block assignment”. Additional details on how to 
      calculate SE belongs in the evaluation criteria. 
        
      If for some reason the 
      evaluation CG feels that this is insufficient then they are free to come 
      back to the requirements CG to ask for further clarification. 
       
        
      John J. 
      Humbert 
       6220 Sprint Parkway 
       Mailstop KSOPHD0504 - 
      5D276  Overland Park, KS 
      66251-6118  PCS (816) 
      210-9611   
      -----Original 
      Message----- From: 
      owner-stds-80220-requirements@majordomo.ieee.org 
      [mailto:owner-stds-80220-requirements@majordomo.ieee.org] On Behalf Of Joseph 
      Cleveland Sent: 
      Tuesday, November 25, 
      2003 8:54 
      AM To: 'Joanne Wilson'; 
      'Shively, 
      David'; 'stds-80220-requirements@ieee.org' Subject: RE: stds-80220-requirements: 
      Spectral Efficiency (4.1.2) 
        
      
      
      
      
      I 
      concur with Bob Love's advice to 'keep it simple' and with Joann that the 
      bandwidth is the spectral width that contains 99% of the emitted 
      power.  This is consistent with the FCC 
      definition.  
      
       
      
        -----Original 
        Message----- From: 
        owner-stds-80220-requirements@majordomo.ieee.org 
        [mailto:owner-stds-80220-requirements@majordomo.ieee.org] On Behalf Of Joanne 
        Wilson Sent: 
        Monday, November 24, 
        2003 11:48 AM To: Shively, David; 
        stds-80220-requirements@ieee.org Subject: RE: 
        stds-80220-requirements: Spectral Efficiency (4.1.2) 
        David, 
        Since we agree 
        that a consistent approach for all technologies is the way to 
        go,  I think now we are just struggling a bit with the details 
        of how to achieve it.   To some extent, this discussion has 
        become as much about the evaluation process   (which is the 
        purview of another CG) as it is about how to define "network-wide 
        bandwidth". In keeping with Bob Love's good advice not to dive to 
        deeply into the details at the requirements level, let's trust (or 
        encourage) the Evaluation CG to create a process that provides a 
        consistent approach to simulating the performance of the various 
        proposals within a fixed block size (possibly 5 MHz, which seems to 
        be preferred by many) and takes into consideration the need to 
        confine the transmitted signal energy, say at the 99% level, to 
        within that fixed block.  To calculate throughput in a specific 
        scenario, the amount of spectrum that must be allocated to guardbands to 
        meet that 99% level would be subtracted from the total available 
        spectrum prior to multiplying by the calculated spectral 
        efficiency.  I believe the 99% number guarantees that the 
        variations in guardband requirements from one technology to the 
        next won't be all that significant. It appears to me that this 
        level of detail should be made  a proposal to the Evaluation CG and 
        the definition of network-wide bandwidth in the Requirements 
        document could be left as is, or at least it should be less 
        detailed than the above. 
        Best 
        regards, 
        Joanne 
        
          -----Original 
          Message----- From: 
          owner-stds-80220-requirements@majordomo.ieee.org 
          [mailto:owner-stds-80220-requirements@majordomo.ieee.org]On Behalf Of Shively, 
          David Sent: 
          Wednesday, 
          November 19, 2003 
          8:35 
          AM To: 
          stds-80220-requirements@ieee.org Subject: RE: 
          stds-80220-requirements: Spectral Efficiency (4.1.2) 
          
          
          
          
          
          ---------------------------------  
          
          "There seemed 
          last week some confusion about channelisation, freq. arrangements and 
          the   
          
          tabular set 
          of likely spectrum amounts to be entertained for viable 
          deployments and all coupled   
          
          with the 
          related issue of the evaluation 
criteria."  
          
          -----------------------------------------  
          
          
          I completely 
          agree.  This what I was trying to clarify.  It doesn't make 
          sense to discuss the  
          
          adoption of 
          specific spectral efficiency values (e.g. 1 or 2 bps/Hz/sector) 
          without a consistent  
          
          way to do the 
          calculation.    Of course, this issue also comes up 
          when performing comparisons  
          
          
          
          
          
           
          
            -----Original 
            Message----- From: 
            Robert D. Love [mailto:rdlove@nc.rr.com] Sent: Tuesday, 
            November 18, 2003 
            5:44 
            PM To: djames@oak-global.com; 
            'Joanne Wilson'; 'Shively, David'; 
            stds-80220-requirements@ieee.org Subject: Re: 
            stds-80220-requirements: Spectral Efficiency 
            (4.1.2) 
            
            David, you have expressed my 
            concern accurately.  As we get into the detailed evaluation 
            phase it will become more apparent how we must modify our first set 
            of evaluation criteria to fairly and accurately account for the 
            range of variability that our candidate technologies exhibit.  
            Therefore, we should not attempt to drill down too far, nor be too 
            exclusive of other options as we establish our initial 
            requirements.  
            
            
            
            
            Robert D. Love President, 
            LAN Connect Consultants 7105 Leveret Circle       
            Raleigh, NC 27615 Phone: 919 848-6773    
            Mobile: 919 810-7816 email: rdlove@ieee.org    
            Fax: 208 978-1187  
            
              
              ----- 
              Original Message -----   
              
              
              
              Sent: 
              Tuesday, 
              November 18, 2003 
              3:13 
              PM  
              
              Subject: RE: 
              stds-80220-requirements: Spectral Efficiency 
              (4.1.2)  
              
              
              
              Yes, you 
              just beat me to the e-mail on this one.  This is really 
              tricky, rather like determining the length of a piece of string, 
              taking into account all the possible 
              permutations.  
              
              
              On the 
              latter point, I did not at last week's meeting also raise publicly 
              the related question of suitable frequency bands for MBWA (I'd 
              rather we called it PWDSL, for reasons I gave last week).  
              There are many other freq bands possible internationally, 
              particularly if the WG can overcome the tendency to slip back into 
              a mindset over always thinking in terms of 2G/3G spectrum.  
              Last week presentations were restricted to just PCS and similar 
              bands (after all we were in USA).  But there is 
              other spectrum, and there are many other new operators to emerge 
              (I know, I am working with some ..).  
              
              
              As if 
              that is not presenting enough permutations, there is also 
              the issue we discussed some on what sort of "default" 
              spectrum should be used for a sensible comparison (or set of such 
              ?) for spec. efficiency. There seemed last week some confusion 
              about channelisation, freq. arrangements and the tabular set of 
              likely spectrum amounts to be entertained for viable 
              deployments and all coupled with the related issue of the 
              evaluation criteria.   
              
              
              So my 
              provocative suggestion is - as you imply - that the regulatory 
              aspects be kept separate here, that the spec efficiency be defined 
              in terms of "number of carriers deployed" (declared) "and the 
              allocation block size"; that something like 10 MHz (TDD) or 2 x 
              5MHz (FDD) be taken as a baseline usage for all this for the 
              purpose of assessment.   If folk want another higher (or 
              lower) chunk of spectrum, so be it.  In any case, when it 
              comes to evaluation of spec. efficiency this has to 
              be assessed along with other related parameters which in turn 
              relate to how one might have to determine and invoke guard 
              bands or other measures (and here some bands have modest 
              sharing rather than so-called co-existence issues).  
              Proposals will clearly have to explain how the spec. efficiency 
              may or may not scale but may be piecewise 
              incremented (pilots, BCH, correlation and other 
              considerations etc)  
              
              
              So 
              I'd agree with your text re "...defining the spectral 
              efficiency ......... should be done based solely on the 
              technology itself".  Of course that is not the end of it, one 
              has to supply all the other material, too.  So again back to 
              the notion: ".......unique carriers deployed in the network, 
              including any required spacing between carriers.  
                
              
              
              Certainly 
              it seems to make things a lot simpler if one takes the aggregate 
              DL, UL spec. efficiency /offered traffic rather than keep carrying 
              the two separately, for there are so many other similar 
              considerations and permutations for this, 
              too.   
              
              
              I think 
              Bob Love made a valid point last week in this respect. There is 
              endless pre-occupation in some quarters (and I can see why !) over 
              pre-defining exactly how this calculation or that is to be done 
              and under a thousand permuted scenarios.  I think his 
              valid point was that we should move ahead more firmly, not 
              try to settle each and every parameter prematurely; many are 
              inter-related, and in the longer term the requirements, 
              the baseline scenarios, the eval. criteria, the 
              proposals, the assessment and discussed possible adjustment 
              constitute a somewhat iterative process. (Bob, tell me if I 
              misconstrue, please.)  
              
              
              
                -----Original 
                Message----- From: 
                owner-stds-80220-requirements@majordomo.ieee.org 
                [mailto:owner-stds-80220-requirements@majordomo.ieee.org] 
                On Behalf Of 
                Joanne Wilson Sent: 18 
                November 2003 
                21:24 To: Shively, David; 
                stds-80220-requirements@ieee.org Subject: RE: 
                stds-80220-requirements: Spectral Efficiency 
                (4.1.2) 
                
 
  
                
                
                
                It 
                seems to me that the guardband requirements that 
                you mentioned are probably that 
                which  
                
                was 
                needed to meet the spectral mask associated with a 
                given frequency allocation.   Those are 
                regulatory  
                
                matters 
                that are outside of the purview of 802.20 to set and 
                impossible for us to know without 
                explicit  
                
                knowledge 
                of the market and band of deployment.   For the 
                purpose of defining the spectral 
                efficiency  
                
                of the 
                air interface, I believe it should be done based 
                solely on the technology itself.  In your 
                example,  
                
                you 
                cite cdma2000 as having several different carrier 
                bandwidths depending on the number of 
                carriers  
                
                deployed 
                and the allocation block size.  Based on that, I don't see 
                how one could make a valid assessment  
                
                of 
                cdma2000's spectral efficiency.  The PCS example may 
                just be a deployment issue -- in a 5 MHz  
                
                block 
                assignment they were able to deploy three 1.25 MHz carriers with 
                625 kHz guardbands on the edges.  
                
                A 
                good  test case would then be to ask how many carriers 
                could be deployed in a 10 MHz block 
                assignment.  
                
                My 
                guess (one of the cdma2000 suppliers or operators 
                could provide a more definitive answer) is 
                that  
                
                they 
                could deploy more than 6 carriers -- in fact, probably 
                7 carriers with 625 kHz guardbands on 
                the  
                
                edges.  
                In that case, by your method the cdma2000 carrier bandwidth 
                would be about 2.14 MHz and not  
                
                
                
                All 
                this is to say that I think the guardband issue, at least with 
                respect to adjacent block protection,  
                
                completely 
                muddies the calculation of the spectral efficiency for 
                the air interface.  
                
                
                Regarding 
                UMTS, it was my understanding that ETSI had a specific work item 
                to modify the UMTS  
                
                air 
                interface so that it could be deployed with the US PCS 
                allocation in a 5 MHz block size.   
                Again,  
                
                someone 
                from that community can correct me if that was not the 
                case.  
                
                
                
                
                
                
                
                  -----Original 
                  Message----- From: 
                  owner-stds-80220-requirements@majordomo.ieee.org 
                  [mailto:owner-stds-80220-requirements@majordomo.ieee.org]On Behalf Of 
                  Shively, 
                  David Sent: 
                  Tuesday, 
                  November 18, 2003 
                  1:59 
                  PM To: 
                  stds-80220-requirements@ieee.org Subject: RE: 
                  stds-80220-requirements: Spectral Efficiency 
                  (4.1.2) 
                  
                  
                  You 
                  are correct that my intention is to define a way to evaluate 
                  spectral efficiency in a consistent 
                  manner.  
                  
                  
                  In 
                  the case of cdma2000, the individual channels can be placed 
                  directly adjacent to one another but 
                  there  
                  
                  is 
                  still a required guard band on either end of these 
                  channels.  For 1900 MHz systems, the guard 
                  band  
                  
                  on 
                  each end is typically 625 kHz, for a total of 1.25 MHz.  
                  Thus, for a single cdma2000 carrier the 
                  total  
                  
                  spectrum 
                  requirement is 0.625 kHz + 1.25 MHz + 0.625 kHz = 2.5 
                  MHz.   For 2 carriers, the 
                  total  
                  
                  spectrum 
                  requirement is 3.75 MHz and for 3 carriers the total is 5 
                  MHz.  As you noted, the 
                  requirement  
                  
                  may 
                  be less at 450 MHz but there is still a clear requirement for 
                  some guard bands and this would impact  
                  
                  the 
                  calculation of spectral efficiency.  
                  
                  
                  For 
                  UMTS, the chip rate is 3.84 Mcps so the basic bandwidth 
                  requirement is commonly quoted 
                  as   
                  
                  3.84 
                  MHz.  This would be the -3 dB bandwidth or, rather, 
                  the equivalent noise bandwidth.  
                  
                  I do 
                  not know what you refer to in terms of modifications for the 
                  US PCS bands.  The 3GPP standards  
                  
                  do 
                  include the definitions and specifications for the 5 MHz 
                  frequency blocks that are part of the 
                  bandplan  
                  
                  for 
                  the US PCS bands.  The 3.84 Mcps carrier 
                  completely fits into the 5 MHz block since there is 
                  "extra"  
                  
                  
                  
                  The 
                  bottom line is that the spectral efficiency calculations 
                  should be done as consistently as 
                  possible.  
                  
                  From 
                  a network operator's perspective, what interests me is what 
                  spectrum efficiency can I get in a  
                  
                  certain 
                  amount of deployed spectrum (including guard 
                  bands).  
                  
                  
                  The 
                  alternative approach would be do use only the carrier 
                  bandwidth without any guard bands.  
                  However,   
                  
                  in 
                  this case, for example, the UMTS bandwidth would be 3.84 MHz 
                  rather than 5 MHz.    
                  
                   
                  
                    -----Original 
                    Message----- From: Joanne Wilson 
                    [mailto:joanne@arraycomm.com] Sent: 
                    Tuesday, 
                    November 18, 2003 
                    12:38 
                    AM To: Shively, David; 
                    stds-80220-requirements@ieee.org Subject: RE: 
                    stds-80220-requirements: Spectral Efficiency 
                    (4.1.2) 
                    
                    
                    
                    In 
                    principle, I agree with your underlying premise which I 
                    believe is that all proposals should state their 
                    overall  
                    
                    bandwidth 
                    requirements in a consistent way.  However, I don't 
                    think your example is quite correct.  For 
                    example,  
                    
                    I 
                    know that three cdma2000 carriers can be deployed in less 
                    than 2x5 MHz of spectrum (e.g. cdma450 
                    deployments  
                    
                    which 
                    I believe are in about 2x4.5 MHz blocks) but W-CDMA 
                    cannot be deployed in less than 2x5 MHz and in 
                    fact,  
                    
                    I 
                    understand that it had to be modified to be deployable 
                    in the US PCS bands that are multiples of 2x5 
                    MHz  block 
                    sizes.  So,  
                    
                    I 
                    don't believe that the 5 MHz W-CDMA channel bandwidth 
                    includes guardbands.  
                    
                    
                    I 
                    believe it would be impossible to determine what would 
                    be the needed guardbands for protection of adjacent block 
                    licensees.  
                    
                    I 
                    think it would be make sense to include whatever spacing 
                    would be needed between multiple carriers in a 
                    single  
                    
                    
                    
                    If 
                    you agree, how about the following 
                    approach?:  
                    
                      
                       "The 
                      network wide bandwidth is the total spectrum in use 
                      by  the unique carriers deployed in the network, 
                      including any  required spacing between 
                      carriers."    
                    
                    
                    
                    
                    
                    
                    
                      -----Original 
                      Message----- From: 
                      owner-stds-80220-requirements@majordomo.ieee.org 
                      [mailto:owner-stds-80220-requirements@majordomo.ieee.org]On Behalf Of 
                      Shively, 
                      David Sent: 
                      Monday, 
                      November 17, 2003 
                      4:06 
                      PM To: 
                      stds-80220-requirements@ieee.org Subject: RE: 
                      stds-80220-requirements: Spectral Efficiency 
                      (4.1.2) 
                        
                      Regarding these 
                      definitions, it should be clearly understood 
                      whether  or not 
                      guard bands are accounted for in the calculation of 
                      spectral  efficiency.  For 
                      UMTS (W-CDMA), the channel is usually quoted as 
                      being  5 MHz 
                      wide.  In this case the guard bands have been 
                      included.  However,  for 
                      cdma2000 1X (and IS-95) the channel is usually quoted as 
                      being  1.25 MHz 
                      wide which does not include the necessary guard 
                      bands.  
                      I propose the 
                      following:  
                      Network Wide 
                      Bandwidth:  The network wide bandwidth is the total 
                      spectrum in  use by 
                      the unique carriers deployed in the network, including any 
                       required 
                      guard bands.  
                        
                      Best 
                      regards,  David 
                      Shively  ----------------------------------------------------------- 
                       Dr. David 
                      Shively  Cingular 
                      Wireless  5565 
                      Glenridge Connector, Mail Stop 950 
                       Atlanta, GA 
                      30342  Phone:  404 236 
                      5909  Mobile: 
                      404 285 5731  FAX:    
                      404 236 5949  email:  
                      david.shively@cingular.com 
                       pager:  
                      dshively@imcingular.com  
                      
 
  
                      -----Original 
                      Message-----  From: 
                      Humbert, John J [NTWK SVCS] [mailto:JHumbe01@sprintspectrum.com] 
                       Sent: 
                      Monday, November 17, 
                      2003 12:08 
                      PM  To: 
                      stds-80220-requirements@ieee.org 
                       Cc: 
                      mike@arraycomm.com  Subject: 
                      stds-80220-requirements: Spectral Efficiency 
                      (4.1.2)  
                        
                      Below is the latest 
                      version of the text that was developed at the Plenary in 
                      Albuquerque along with a list of 
                      the open issues for this section.  
                      *       
                      4.1.2   System Spectral Efficiency 
                      (b/s/Hz/sector)  *       
                      The system spectral efficiency of the 802.20 air interface 
                      shall be quoted for the case of a three sector baseline 
                      configuration [Footnote 1]. It shall be computed in a 
                      loaded multi-cellular network setting, which shall be 
                      simulated based on the methodology established by the 
                      802.20 evaluation criteria group. It shall consider among 
                      other factors a minimum expected data rate/user and/or 
                      other fairness criteria, and percentage of throughput due 
                      to duplicated information flow. The values shall be quoted 
                      on a b/s/Hz/sector basis. The system spectral efficiency 
                      of the 802.20 air interface shall be greater than X 
                      b/s/Hz/sector.  
                      *       
                      Footnote 1: Since the base configuration is only required 
                      for the purpose of comparing system spectral efficiency, 
                      proposals may submit deployment models over and beyond the 
                      base configuration. 
                        
                      *       
                      Definition:  *       
                      System spectral efficiency - System spectral efficiency is 
                      defined as the ratio of the aggregate throughput 
                      (bits/sec) to all users in the system divided by the 
                      network wide bandwidth (Hz) and divided by the number of 
                      sectors in the system.  
                      *       
                      Aggregate Throughput: Aggregate throughput is defined as 
                      the total throughput to all users in the system (user 
                      payload only).  
                      *       
                      Network Wide Bandwidth:The network wide bandwidth is the 
                      total spectrum in use by the unique carriers deployed in 
                      the network. 
                        
                      *       
                      Open items  -       
                      Single value vs. multiple for uplink and downlink 
                       -       
                      X bits/sec/Hz [note 1 b/s/Hz -or- downlink > 2 
                      b/s/Hz/(cell or sector?) @ 3km/hr ;uplink > 1 
                      b/s/Hz/(cell or sector?) @ 3 km/hr]. 
                      -       
                      Actual values of spectral efficiency at higher speeds 
                       -       
                      TDD/FDD  
                        
                      John J. 
                      Humbert  6220 
                      Sprint Parkway  Mailstop 
                      KSOPHD0504 - 5D276  Overland 
                      Park, KS 66251-6118  PCS 
                      (816) 210-9611 
                           
   
   
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